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Rules

SEBI (Stock Brokers) Reg 1992

Rule Collection

Govern the registration, obligations and responsibilities of stock-brokers, clearing members and sub-brokers. They include inspection and default procedures as well as code of conduct rules for stock brokers.

Rule Overview

Jurisdiction: India

Regulator: SEBI

Topic: General Requirements

Overview
Rules in This Collection
Latest News

The regulations were last amended in August 2023.

Chapter II
Registration of Stock Brokers
Chapter IIA
Registration of Clearing Members
Chapter III
Registration of Sub-Brokers
Chapter IV
General Obligations and Responsibilities
Chapter V
Procedure for Inspection
Chapter IV
Procedure for Action in Case of Default
Chapter VII
Miscellaneous
Schedule I
Forms
Schedule II
Code of Conduct
Schedule III
Fees
Schedule V
Payment of Fees
Schedule VI
Net Worth and Deposit Requirements
Rules in This Collection
SEBI (Stock Brokers) Reg 1992 This Rule
SEBI (Stock Brokers) Reg 1992 Rule 17
SEBI (Stock Brokers) Reg 1992 Rule 18
SEBI (Stock Brokers) Reg 1992 Rule 18A
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